Remote Chief Compliance Officer Broker-Dealer Reg Growth (San Francisco) Job at SearchStars, San Francisco, CA

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  • SearchStars
  • San Francisco, CA

Job Description

A leading financial services firm in San Francisco is seeking a Regulatory Compliance Manager to lead compliance functions for their broker-dealer and RIA. The role requires 15+ years of experience in compliance, strong leadership skills, and knowledge of FINRA and SEC regulations. The company offers a 100% remote work environment, competitive salary, equity, and an inclusive culture committed to diversity.
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Job Tags

Full time, Remote work,

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