Broker Dealer Operations Manager Job in NYC New York Broker Dealer Operations Manager Job Description: Advance and implement strategies to enhance existing processes and reduce manual procedures. Manage and maintain relationships with brokers, counterparties, and exchanges. Analyze, in partnership with compliance, if current operational procedures and New Business Initiatives are compliant with regulatory requirements. Define project requirements. Coordinate testing and implementation of system enhancements. Act to ensure that processes are constantly scrutinized, risk is mitigated, and results are timely, high quality, and cost-effective. Play a leading role in long-term planning, including an initiative geared toward operational excellence. Benchmarking MI / Trend analysis should show measurable improvement. Manage and meet both internal and external customer expectations. Provide assistance to internal or external auditors in compliance reviews. Required Skills and Experience: Bachelor’s degree or equivalent. 5+ years working in Operations at an investment bank or financial firm. Excellent communication skills in English, both in speaking and writing. Fluent Spanish is a plus. Project Management experience and ability to collaborate across Functions (Operations, Trading, and Compliance). Ability to work effectively and efficiently with a focus on controls, details, and accuracy. Excellent computer skills and proficiency in Excel, Word, Outlook, and PowerPoint. Ability to challenge and debate issues of importance to the organization. Highly organized, flexible, and able to prioritize multiple projects and tasks. Strong knowledge of trade and post-trading processes (Equities and Fixed Income) across all global local markets, including Euroclear and DTC. Knowledge of Equities and Fixed Income trading systems Fidessa and Bloomberg TOMS mandatory. Additional systems are a plus. Previous experience in directly dealing with regulators SEC and FINRA. Series 27 certification mandatory. Ability to work unsupervised in a rapidly changing environment. #J-18808-Ljbffr The Horizon Group
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